Disclosure Statement (financial adviser)
Name of financial adviser: Alan Black
Address: Level 7, 110 Symonds Street, Grafton, Auckland 1010 PO Box 6981, Wellesley St, Auckland 1141 Trading name: BrokerWeb Risk Services Ltd
Telephone number: (09) 307 3345
Fax number: (09) 379 7242
This disclosure statement was prepared on: 6 March 2015
It is important that you read this document. This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What sort of adviser am I?
I am a registered, but not authorised, financial adviser. I can give you advice about any Fire and General Insurance product or risk related Category 2 Life Insurance Product. I have chosen not to be authorised because I do not give advice on investment related products.
What should you do if something goes wrong? If you have a problem, concern, or complaint about any part of my service, please tell my internal complaints scheme so that my internal complaints scheme can try to fix the problem. You may contact my internal complaints scheme by phoning David Archer on (09) 309 2744 or by email or by writing to Internal Complaints, BrokerWeb Risk Services Ltd, PO Box 6981, Wellesley St, Auckland 1141 or by talking to David Archer at BrokerWeb Risk Services Ltd, Level 7, 110 Symonds St, Grafton, Auckland 1010.
If we cannot agree on how to fix the issue, or if you decide not to use the internal complaints scheme, you can contact Financial Services Complaints Limited. This service will cost you nothing, and will help us resolve any disagreements. You can contact Financial Services Complaints Limited at:
Address: PO Box 5967, Lambton Quay, Wellington 6145
Telephone number: 0800 347 257
How am I regulated by the Government? You can check that I am a registered financial adviser at The Securities Commission regulates financial advisers. Contact the Securities Commission for more information, including financial tips and warnings. You can report information or complain about my conduct to the Securities Commission, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above under “What should you do if something goes wrong?”
Declaration - I, Alan Black declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.
Signed: Date: 6 March 2015